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    • Indian Rocks Beach Florida Stockbroker Misconduct Attorney

    Home » Indian Rocks Beach Florida Stockbroker Misconduct Attorney

    Home » Indian Rocks Beach Florida Stockbroker Misconduct Attorney

    Aug 24, 2015

    LPL Financial General Securities Principal From Indian Rocks Beach, Florida Suspended

    Emily Vitale of Indian Rocks Beach, Florida, submitted a Letter of Acceptance, Waiver and Consent (AWC) to the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) for allegedly falsifying documents resulting in faulty books and records.

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