Dec 10, 2020

Daytona Florida Investment Fraud Attorney Who Represents Investors

Did Lawrence Ford Cause You Investment Losses? Lawrence Ford of Daytona Florida is alleged to have been a part of a Ponzi scheme that took more than $21 million from more than 200 investors. Mr. Ford was president and Chief Financial Officer of Heritage Funding Group and used his status to acquire the trust of many investors. Mr. Ford and the defendants allegedly told investors that their funds would be used to invest in Real Estate Fund and Heritage Funding Group to invest in real estate and secured car loans. For a time, they made those investments for clients. However, when the company didn’t have enough funds due to the excess commission they agreed to pay the salesmen (22% instead of the 10% they told investors) they allegedly resorted to a Ponzi scheme to pay off older investors. Later, instead of investing clients’ monies, Mr. Ford allegedly used the funds on a lavish lifestyle and to repay older investors in a classic Ponzi scheme. Mr. Ford and the defendants allegedly lied to investors about their activities and hid the substantial commissions they received. In agreement with the SEC, Mr. Ford was ordered to disgorge $200,000 in alleged ill-gotten funds. Mr. Ford was also ordered to pay prejudgment interest in the amount of $38,917 and a civil penalty of $6500 for a total of $245,417 to be paid to the court. Do You Need an Investment Fraud Lawyer? We are top rated lawyers and highly ranked attorneys by our peers in Martindale Hubble and Thomson Reuters SuperLawyers who represent investors in investment fraud cases in court, by the Financial Industry Authority (FINRA), American Arbitration Association (AAA) and JAMS alternative dispute resolution forums serving Daytona Florida investors. This state has thousands of stock brokerage firms and investment advisory offices.  With so many stock brokerage firms and investment advisor offices, comes the potential for their stockbrokers, financial advisors, and other representatives to engage in all kinds of stockbroker misconduct which violates Federal and Florida securities laws and FINRA rules and stock brokerage firms policies and procedures.  Experienced Investment Fraud Lawyers Throughout Daytona Florida and Nationwide. Are you a Daytona Florida investor who has suffered significant losses your stock brokerage and investment accounts?  Did your Daytona Florida stockbroker or investment advisor, misrepresent facts, fail to disclose facts making the statements made false and misleading, recommend unsuitable investments or strategies, excessively trade or churn or otherwise mismanage your investment account? Depending upon the terms of your arbitration agreement you will need to have representation from an experienced, highly-rated and nationally recognized FINRA, AAA or JAMS arbitration securities law attorney—an attorney who knows court, FINRA, AAA or JAMS rules and procedures inside and out and how to handle these court, FINRA, AAA or JAMS arbitration cases and other complex legal issues.  By hiring a top rated attorney like Robert Wayne Pearce with over 40 years of experience practicing securities law on both sides of the table in court and FINRA, AAA and JAMS arbitration proceedings, you will clearly see that Attorney Pearce doesn’t just handle cases—he aggressively represents investors and one of the best lawyers to recover your investment losses for all types of stockbroker misconduct in court and FINRA, AAA and JAMS arbitration proceedings! At The Law Offices of Robert Wayne Pearce, P.A., we represent investors in all kinds of investment fraud, securities law, and investment disputes in court and FINRA, AAA and JAMS arbitration and mediation proceedings. We handle a wide range of practice areassuch asfraud and misrepresentation, breach of fiduciary duty, failure to supervise, and unsuitable recommendations.  Attorney Pearce and his staff represent investors throughout Daytona Florida and across the United States on a CONTINGENCY FEE basis which means you pay nothing – NO FEES-NO COSTS – unless we put money in your pocket after receiving a settlement or FINRA arbitration award. Se habla español Free Initial Consultation With Experienced Investment Fraud Lawyers Serving Daytona Florida Residents The Law Offices of Robert Wayne Pearce, P.A.  are highly experienced attorneys who successfully handle investment fraud, securities law matters, and investment disputes in court and FINRA, AAA and JAMS arbitration proceedings, and who work tirelessly to secure the best possible result for you and your case.  For dedicated representation by an attorney with over 40 years of experience and success in all kinds of securities law and investment disputes in court and FINRA, AAA and JAMS arbitrations serving Daytona Florida citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.

Continue Reading

Dec 9, 2020

Deltona Florida Investment Fraud Attorney Who Represents Investors

Did Charles Esskuchen Jr. Cause You Investment Losses? Charles Esskuchen Jr. of Deltona Florida was found guilty for racketeering, fraud, and illegal securities sales in a scheme that robbed nearly $7,000,000 from investors. Mr. Esskuchen, former owner of ECN Mortgage and Lending, as well as ENC Corp., was accused of running a Ponzi scheme where he took funds from newer investors and gave it to older ones. He scammed about 150 people with investments ranging from $5,000 to $1,000,0000. Mr. Esskuchen preyed on the elderly community, taking life savings from his friends for his personal gain. Mr. Esskuchen was convicted for 77 counts of racketeering, fraud, and illegal securities sales and served a 9 ½ year prison sentence. Do You Need an Investment Fraud Lawyer? We are top rated lawyers and highly ranked attorneys by our peers in Martindale Hubble and Thomson Reuters SuperLawyers who represent investors in investment fraud cases in court, by the Financial Industry Authority (FINRA), American Arbitration Association (AAA) and JAMS alternative dispute resolution forums serving Deltona Florida investors. This state has thousands of stock brokerage firms and investment advisory offices.  With so many stock brokerage firms and investment advisor offices, comes the potential for their stockbrokers, financial advisors, and other representatives to engage in all kinds of stockbroker misconduct which violates Federal and Florida securities laws and FINRA rules and stock brokerage firms policies and procedures.  Experienced Investment Fraud Lawyers Throughout Deltona Florida and Nationwide. Are you a Deltona Florida investor who has suffered significant losses your stock brokerage and investment accounts?  Did your Deltona Florida stockbroker or investment advisor, misrepresent facts, fail to disclose facts making the statements made false and misleading, recommend unsuitable investments or strategies, excessively trade or churn or otherwise mismanage your investment account? Depending upon the terms of your arbitration agreement you will need to have representation from an experienced, highly-rated and nationally recognized FINRA, AAA or JAMS arbitration securities law attorney—an attorney who knows court, FINRA, AAA or JAMS rules and procedures inside and out and how to handle these court, FINRA, AAA or JAMS arbitration cases and other complex legal issues.  By hiring a top rated attorney like Robert Wayne Pearce with over 40 years of experience practicing securities law on both sides of the table in court and FINRA, AAA and JAMS arbitration proceedings, you will clearly see that Attorney Pearce doesn’t just handle cases—he aggressively represents investors and one of the best lawyers to recover your investment losses for all types of stockbroker misconduct in court and FINRA, AAA and JAMS arbitration proceedings! At The Law Offices of Robert Wayne Pearce, P.A., we represent investors in all kinds of investment fraud, securities law, and investment disputes in court and FINRA, AAA and JAMS arbitration and mediation proceedings. We handle a wide range of practice areassuch asfraud and misrepresentation, breach of fiduciary duty, failure to supervise, and unsuitable recommendations.  Attorney Pearce and his staff represent investors throughout Deltona Florida and across the United States on a CONTINGENCY FEE basis which means you pay nothing – NO FEES-NO COSTS – unless we put money in your pocket after receiving a settlement or FINRA arbitration award. Se habla español Free Initial Consultation With Experienced Investment Fraud Lawyers Serving Deltona Florida Residents The Law Offices of Robert Wayne Pearce, P.A.  are highly experienced attorneys who successfully handle investment fraud, securities law matters, and investment disputes in court and FINRA, AAA and JAMS arbitration proceedings, and who work tirelessly to secure the best possible result for you and your case.  For dedicated representation by an attorney with over 40 years of experience and success in all kinds of securities law and investment disputes in court and FINRA, AAA and JAMS arbitrations serving Deltona Florida citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.

Continue Reading

Dec 9, 2020

Fort Lauderdale Florida Investment Fraud Attorney Who Represents Investors

Did George Elia Cause You Investment Losses? George Elia of Fort Lauderdale Florida recently pled guilty to nine fraud charges (each of which could result in a 20 year sentence) for running a multi-million-dollar Ponzi scheme. Mr. Elia used his investors’ money from the nearly $10 million Ponzi scheme on cars, real-estate, and trips, and used some of new investor’s money to keep the scheme alive. With the help of James F. Ellis (a well-known figure in local nightlife), Mr. Elia was able to recruit more than forty investors from whom he stripped of their life savings. Mr. Ellis, 69, admitted to helping convince people to invest and taking $2.9 million. For being a co-conspirator, Mr. Ellis faces up to five years. Do You Need an Investment Fraud Lawyer? We are top rated lawyers and highly ranked attorneys by our peers in Martindale Hubble and Thomson Reuters SuperLawyers who represent investors in investment fraud cases in court, by the Financial Industry Authority (FINRA), American Arbitration Association (AAA) and JAMS alternative dispute resolution forums serving Fort Lauderdale Florida investors. This state has thousands of stock brokerage firms and investment advisory offices.  With so many stock brokerage firms and investment advisor offices, comes the potential for their stockbrokers, financial advisors, and other representatives to engage in all kinds of stockbroker misconduct which violates Federal and Florida securities laws and FINRA rules and stock brokerage firms policies and procedures.  Experienced Investment Fraud Lawyers Throughout Fort Lauderdale Florida and Nationwide. Are you a Fort Lauderdale Florida investor who has suffered significant losses your stock brokerage and investment accounts?  Did your Fort Lauderdale Florida stockbroker or investment advisor, misrepresent facts, fail to disclose facts making the statements made false and misleading, recommend unsuitable investments or strategies, excessively trade or churn or otherwise mismanage your investment account? Depending upon the terms of your arbitration agreement you will need to have representation from an experienced, highly-rated and nationally recognized FINRA, AAA or JAMS arbitration securities law attorney—an attorney who knows court, FINRA, AAA or JAMS rules and procedures inside and out and how to handle these court, FINRA, AAA or JAMS arbitration cases and other complex legal issues.  By hiring a top rated attorney like Robert Wayne Pearce with over 40 years of experience practicing securities law on both sides of the table in court and FINRA, AAA and JAMS arbitration proceedings, you will clearly see that Attorney Pearce doesn’t just handle cases—he aggressively represents investors and one of the best lawyers to recover your investment losses for all types of stockbroker misconduct in court and FINRA, AAA and JAMS arbitration proceedings! At The Law Offices of Robert Wayne Pearce, P.A., we represent investors in all kinds of investment fraud, securities law, and investment disputes in court and FINRA, AAA and JAMS arbitration and mediation proceedings. We handle a wide range of practice areassuch asfraud and misrepresentation, breach of fiduciary duty, failure to supervise, and unsuitable recommendations.  Attorney Pearce and his staff represent investors throughout Fort Lauderdale Florida and across the United States on a CONTINGENCY FEE basis which means you pay nothing – NO FEES-NO COSTS – unless we put money in your pocket after receiving a settlement or FINRA arbitration award. Se habla español Free Initial Consultation With Experienced Investment Fraud Lawyers Serving Fort Lauderdale Florida Residents The Law Offices of Robert Wayne Pearce, P.A.  are highly experienced attorneys who successfully handle investment fraud, securities law matters, and investment disputes in court and FINRA, AAA and JAMS arbitration proceedings, and who work tirelessly to secure the best possible result for you and your case.  For dedicated representation by an attorney with over 40 years of experience and success in all kinds of securities law and investment disputes in court and FINRA, AAA and JAMS arbitrations serving Fort Lauderdale Florida citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.

Continue Reading

Dec 9, 2020

Fort Myers Florida Investment Fraud Attorney Who Represents Investors

Fort Myers Florida high school basketball coach Robert Schnepp has been charged with larceny and fraud due to an alleged Ponzi scheme which allegedly netted $200,000 from ten victims. Mr. Schnepp ran the boys’ hoops program in Cypress Lake High school while convincing parents and coworkers to place their funds in his care. Mr. Schnepp promised his investors he would invest their money in the stock market. In this classic Ponzi scheme, Mr. Schnepp allegedly kept money for himself while transferring from new investors to repay older investors to keep an appearance of successful investments. He also fabricated account statements to mislead investors. The scheme fell apart when investors sought to cash in on their supposed returns, leaving Mr. Schnepp to write false checks to buy time. Once the checks bounced, investors alerted the police. Robert Schnepp was charged in Lee County, Florida with 37 counts of fraud and larceny. Do You Need an Investment Fraud Lawyer? We are top rated lawyers and highly ranked attorneys by our peers in Martindale Hubble and Thomson Reuters SuperLawyers who represent investors in investment fraud cases in court, by the Financial Industry Authority (FINRA), American Arbitration Association (AAA) and JAMS alternative dispute resolution forums serving Fort Myers Florida investors. This state has thousands of stock brokerage firms and investment advisory offices.  With so many stock brokerage firms and investment advisor offices, comes the potential for their stockbrokers, financial advisors, and other representatives to engage in all kinds of stockbroker misconduct which violates Federal and Florida securities laws and FINRA rules and stock brokerage firms policies and procedures.  Experienced Investment Fraud Lawyers Throughout Fort Myers Florida and Nationwide. Are you a Fort Myers Florida investor who has suffered significant losses your stock brokerage and investment accounts?  Did your Fort Myers Florida stockbroker or investment advisor, misrepresent facts, fail to disclose facts making the statements made false and misleading, recommend unsuitable investments or strategies, excessively trade or churn or otherwise mismanage your investment account? Depending upon the terms of your arbitration agreement you will need to have representation from an experienced, highly-rated and nationally recognized FINRA, AAA or JAMS arbitration securities law attorney—an attorney who knows court, FINRA, AAA or JAMS rules and procedures inside and out and how to handle these court, FINRA, AAA or JAMS arbitration cases and other complex legal issues.  By hiring a top rated attorney like Robert Wayne Pearce with over 40 years of experience practicing securities law on both sides of the table in court and FINRA, AAA and JAMS arbitration proceedings, you will clearly see that Attorney Pearce doesn’t just handle cases—he aggressively represents investors and one of the best lawyers to recover your investment losses for all types of stockbroker misconduct in court and FINRA, AAA and JAMS arbitration proceedings! At The Law Offices of Robert Wayne Pearce, P.A., we represent investors in all kinds of investment fraud, securities law, and investment disputes in court and FINRA, AAA and JAMS arbitration and mediation proceedings. We handle a wide range of practice areassuch asfraud and misrepresentation, breach of fiduciary duty, failure to supervise, and unsuitable recommendations.  Attorney Pearce and his staff represent investors throughout Fort Myers Florida and across the United States on a CONTINGENCY FEE basis which means you pay nothing – NO FEES-NO COSTS – unless we put money in your pocket after receiving a settlement or FINRA arbitration award. Se habla español Free Initial Consultation With Experienced Investment Fraud Lawyers Serving Fort Myers Florida Residents The Law Offices of Robert Wayne Pearce, P.A.  are highly experienced attorneys who successfully handle investment fraud, securities law matters, and investment disputes in court and FINRA, AAA and JAMS arbitration proceedings, and who work tirelessly to secure the best possible result for you and your case.  For dedicated representation by an attorney with over 40 years of experience and success in all kinds of securities law and investment disputes in court and FINRA, AAA and JAMS arbitrations serving Fort Myers Florida citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.

Continue Reading

Dec 9, 2020

Jupiter Farms Florida Investment Fraud Attorney Who Represents Investors

Did Leonard Ansill Cause You Investment Losses? Leonard Ansill of Jupiter Farms, Florida was charged in Palm Beach County for an alleged real-estate Ponzi scheme. Mr. Ansill was previously arrested for four charges of fraud and one count of grand larceny. Mr. Ansill operated his real-estate Ponzi scheme through his company, Ansill Associates, in Delray Beach and sent false statements to clients of positive returns. From at least 7 clients (family and friends included) with investments ranging from $140,000-$310,000, Mr. Ansill solicited more than $1.1 million. Mr. Ansill is accused of committing six counts of grand larceny and one count of fraud. Do You Need an Investment Fraud Lawyer? We are top rated lawyers and highly ranked attorneys by our peers in Martindale Hubble and Thomson Reuters SuperLawyers who represent investors in investment fraud cases in court, by the Financial Industry Authority (FINRA), American Arbitration Association (AAA) and JAMS alternative dispute resolution forums serving Jupiter Farms Florida investors. This state has thousands of stock brokerage firms and investment advisory offices.  With so many stock brokerage firms and investment advisor offices, comes the potential for their stockbrokers, financial advisors, and other representatives to engage in all kinds of stockbroker misconduct which violates Federal and Florida securities laws and FINRA rules and stock brokerage firms policies and procedures.  Experienced Investment Fraud Lawyers Throughout Jupiter Farms Florida and Nationwide. Are you a Jupiter Farms Florida investor who has suffered significant losses your stock brokerage and investment accounts?  Did your Jupiter Farms Florida stockbroker or investment advisor, misrepresent facts, fail to disclose facts making the statements made false and misleading, recommend unsuitable investments or strategies, excessively trade or churn or otherwise mismanage your investment account? Depending upon the terms of your arbitration agreement you will need to have representation from an experienced, highly-rated and nationally recognized FINRA, AAA or JAMS arbitration securities law attorney—an attorney who knows court, FINRA, AAA or JAMS rules and procedures inside and out and how to handle these court, FINRA, AAA or JAMS arbitration cases and other complex legal issues.  By hiring a top rated attorney like Robert Wayne Pearce with over 40 years of experience practicing securities law on both sides of the table in court and FINRA, AAA and JAMS arbitration proceedings, you will clearly see that Attorney Pearce doesn’t just handle cases—he aggressively represents investors and one of the best lawyers to recover your investment losses for all types of stockbroker misconduct in court and FINRA, AAA and JAMS arbitration proceedings! At The Law Offices of Robert Wayne Pearce, P.A., we represent investors in all kinds of investment fraud, securities law, and investment disputes in court and FINRA, AAA and JAMS arbitration and mediation proceedings. We handle a wide range of practice areassuch asfraud and misrepresentation, breach of fiduciary duty, failure to supervise, and unsuitable recommendations.  Attorney Pearce and his staff represent investors throughout Jupiter Farms Florida and across the United States on a CONTINGENCY FEE basis which means you pay nothing – NO FEES-NO COSTS – unless we put money in your pocket after receiving a settlement or FINRA arbitration award. Se habla español Free Initial Consultation With Experienced Investment Fraud Lawyers Serving Jupiter Farms Florida Residents The Law Offices of Robert Wayne Pearce, P.A.  are highly experienced attorneys who successfully handle investment fraud, securities law matters, and investment disputes in court and FINRA, AAA and JAMS arbitration proceedings, and who work tirelessly to secure the best possible result for you and your case.  For dedicated representation by an attorney with over 40 years of experience and success in all kinds of securities law and investment disputes in court and FINRA, AAA and JAMS arbitrations serving Jupiter Farms Florida citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.

Continue Reading

Dec 9, 2020

Leesburg Florida Investment Fraud Attorney Who Represents Investors

Did Gary Vibbard Cause You Investment Losses? Gary Richard Vibbard of Leesburg Florida pled guilty to mail fraud for defrauding investors and investment fund managers of almost $3,000,000. Mr. Vibbard’s scheme defrauded investors and investment fund managers through the sale of investments in R. Capital Advisors (RCA). In a classic Ponzi scheme, RCA paid older investors with the funds of newer investors. The scheme defrauded more than 10 victims who invested between $2,500 and $7,000,000. Mr. Vibbard and the U.S. Attorney’s Office agreed to recommend a 63 month sentence as well as be required to pay restitution with a possible fine. A sentencing hearing has yet to be scheduled. Do You Need an Investment Fraud Lawyer? We are top rated lawyers and highly ranked attorneys by our peers in Martindale Hubble and Thomson Reuters SuperLawyers who represent investors in investment fraud cases in court, by the Financial Industry Authority (FINRA), American Arbitration Association (AAA) and JAMS alternative dispute resolution forums serving Leesburg Florida investors. This state has thousands of stock brokerage firms and investment advisory offices.  With so many stock brokerage firms and investment advisor offices, comes the potential for their stockbrokers, financial advisors, and other representatives to engage in all kinds of stockbroker misconduct which violates Federal and Florida securities laws and FINRA rules and stock brokerage firms policies and procedures.  Experienced Investment Fraud Lawyers Throughout Leesburg Florida and Nationwide. Are you a Leesburg Florida investor who has suffered significant losses your stock brokerage and investment accounts?  Did your Leesburg Florida stockbroker or investment advisor, misrepresent facts, fail to disclose facts making the statements made false and misleading, recommend unsuitable investments or strategies, excessively trade or churn or otherwise mismanage your investment account? Depending upon the terms of your arbitration agreement you will need to have representation from an experienced, highly-rated and nationally recognized FINRA, AAA or JAMS arbitration securities law attorney—an attorney who knows court, FINRA, AAA or JAMS rules and procedures inside and out and how to handle these court, FINRA, AAA or JAMS arbitration cases and other complex legal issues.  By hiring a top rated attorney like Robert Wayne Pearce with over 40 years of experience practicing securities law on both sides of the table in court and FINRA, AAA and JAMS arbitration proceedings, you will clearly see that Attorney Pearce doesn’t just handle cases—he aggressively represents investors and one of the best lawyers to recover your investment losses for all types of stockbroker misconduct in court and FINRA, AAA and JAMS arbitration proceedings! At The Law Offices of Robert Wayne Pearce, P.A., we represent investors in all kinds of investment fraud, securities law, and investment disputes in court and FINRA, AAA and JAMS arbitration and mediation proceedings. We handle a wide range of practice areassuch asfraud and misrepresentation, breach of fiduciary duty, failure to supervise, and unsuitable recommendations.  Attorney Pearce and his staff represent investors throughout Leesburg Florida and across the United States on a CONTINGENCY FEE basis which means you pay nothing – NO FEES-NO COSTS – unless we put money in your pocket after receiving a settlement or FINRA arbitration award. Se habla español Free Initial Consultation With Experienced Investment Fraud Lawyers Serving Leesburg Florida Residents The Law Offices of Robert Wayne Pearce, P.A.  are highly experienced attorneys who successfully handle investment fraud, securities law matters, and investment disputes in court and FINRA, AAA and JAMS arbitration proceedings, and who work tirelessly to secure the best possible result for you and your case.  For dedicated representation by an attorney with over 40 years of experience and success in all kinds of securities law and investment disputes in court and FINRA, AAA and JAMS arbitrations serving Leesburg Florida citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.

Continue Reading

Dec 8, 2020

Marco Island Florida SEC Securities Law Defense Attorney

Ward Onsa of Marco Island Florida was charged by the Securities and Exchange Commission (SEC) for running a Ponzi scheme that took more than $2 million from investors. Mr. Onsa used his company, New Century Investment Management LLC, to accept client investments which he would use for personal expenses rather than investing in clients’ securities. Mr. Onsa took approximately $2.2 million in clients’ monies and used them to pay back older investors in his Ponzi scheme as well as to live a luxurious lifestyle. In the court’s final judgment, Mr. Onsa was order to pay a Civil Monetary Penalty of $5.7 million plus post-judgment interest and was permanently banned from the trading and registration of securities. The SEC has initiated many investigations and filed many SEC administrative disciplinary proceedings and Federal court actions against corporations and their officers, directors and shareholders stockbrokers, investment advisors and others it believed to have violated the Federal securities laws.  Experienced SEC Securities Law Defense Attorney Handling Marco Island Florida Investigations and Enforcement Actions You will need a top rated SEC Securities Law Defense attorney as soon as you receive a telephone call, letter requesting voluntary cooperation or subpoena for testimony or documents in a SEC investigation because this agency acts quickly and aggressively when you appear on its radar. The next thing you know you are a defendant in an SEC administrative proceeding or a Federal court action where you have been enjoined and had all of your bank and securities accounts frozen without notice. You may only have days to persuade a Federal Court Judge why the injunction should be lifted and given back access to your bank and brokerage accounts. These investigations and enforcement actions involve complex securities laws and legal issues which only highly trained and experienced SEC securities law defense trial attorneys can handle. Attorney Pearce’sknowledge of the Federal securities laws andSEC trial lawyer defense skills are highly regarded throughout Marco Island Florida and across the nation.  He began his career with the SEC at the New York Regional Office in 1980. Thereafter he moved to Florida and has expanded his SEC securities law defense practice nationwide over his 40 year career. In fact, Federal District Court Judge Janet C. Hall has opined in a public court decision about his knowledge and skills: In short, Attorney Pearce has knowledge and skill gained over [40] years of specialized training on the minutiae of broker-dealer practices and procedures and SEC enforcement proceedings which could not be obtained by a competent practicing attorney through routine research or legal experience. Attorney Pearce is one of the few attorneys who has not only single handedly beat the SEC’s team of lawyers, but recovered his clients’ attorney fees and litigation costs incurred in the defense of the government’s flawed investigation and enforcement action.   SEC v. Stephen J. Wilson, Defendant, Civil Action No. 04-cv-1331(JCH), 2009 WL 2381954 (D. Conn.). Free Initial Consultation With An Experienced SEC Securities Law Defense Lawyer Serving Marco Island Florida Residents The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities law matters and works tirelessly to secure the best possible result for you and your case.  Mr. Pearce provides a complete case review, identifies the strengths and weaknesses of your case, and fully explains all of your legal options. For dedicated representation by a law firm with over 40 years of experience and success in all kinds of securities law and investment disputes serving Marco Island Florida citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. 

Continue Reading

Dec 8, 2020

Miami Lakes Florida CFTC Commodities Law Defense Attorney

Claudio Aliaga of Miami Lakes Florida was charged by the U.S. Commodity Futures Trading Commission (CFTC) for operating a forex Ponzi scheme. Mr. Aliaga, owner of CMA Capital Management LLC, allegedly solicited over $4.5 million from more than 125 investors over the course of three years. Mr. Aliaga promised investors that he would put their monies in a pool that would later be used in the trade of foreign currency. However, in a classic Ponzi scheme, Mr. Aliaga kept clients funds for his personal expenses, giving funds from newer investors to older ones. To conceal the crime, Mr. Aliaga also created false account statements that reflected positive returns based on his supposed trading. In the court’s final judgment, Mr. Aliaga was ordered to pay $5.5 million in restitution and civil monetary fees. The CFTC has filed many administrative proceedings actions against Florida-based Futures Commission Merchants (FCMs), Introducing Brokers (IBs), Commodity Pool Operators (CPOs), and Commodity Trading Advisors (CTAs) or filed Federal court actions against those industry members and others not registered with the agency for allegedly engaged in violation of the Commodity Exchange Act (CEA) through alleged market manipulation schemes or fraudulent cash and/or leveraged coin and/or bullion transactions. CFTC Defense Trial Lawyer Serving All of Miami Lakes Florida Attorney Pearce’strial lawyer defense skills are highly regarded throughout Miami Lakes Florida and across the nation.  He began his career with Florida and expanded his nationwide SEC securities law defense practice to include commodities law and the defense of CFTC investigations and enforcement proceedings. Free Initial Consultation With Securities, Commodities and Investment Dispute Lawyers Serving Miami Lakes Florida Residents The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in commodities law matters and investment disputes, and works tirelessly to secure the best possible result for you and your case.  Mr. Pearce provides a complete case review, identifies the strengths and weaknesses of your case, and fully explains all of your legal options.  For dedicated representation by a law firm with over 40 years of experience and success in all kinds of commodities law disputes serving Miami Lakes Florida citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.

Continue Reading

Dec 8, 2020

Miramar Florida Investment Fraud Attorney Who Represents Investors

Abner Alabre of Miramar Florida pled guilty for being part of a multi-million dollar Ponzi scheme. Mr. Alabre was charged with one count of conspiracy to commit securities fraud in connection with the scheme that defrauded more than 600 investors in South Florida. According to charges against Mr. Alabre and his co-conspirators, Homepals Investment Club LLC and its affiliates operated a Ponzi scheme that promised investors 90-100% returns in just 90 days. Investors were told that high returns were generated through securities trading, but the defendants used the over $6,000,000 from new investors to pay back older investors as well as for personal expenses. In a parallel civil action filed by the SEC, claims for disgorgement and civil penalties against Mr. Alabre and two other defendants were dropped after the court sentenced a defendant for criminal action. Mr. Alabre was sentenced to 60 months in prison and ordered $3.9 million in restitution. We are top rated lawyers and highly ranked attorneys by our peers in Martindale Hubble and Thomson Reuters SuperLawyers who represent investors in investment fraud cases in court, by the Financial Industry Authority (FINRA), American Arbitration Association (AAA) and JAMS alternative dispute resolution forums serving Miramar Florida investors. This state has thousands of stock brokerage firms and investment advisory offices.  With so many stock brokerage firms and investment advisor offices, comes the potential for their stockbrokers, financial advisors, and other representatives to engage in all kinds of stockbroker misconduct which violates Federal and Florida securities laws and FINRA rules and stock brokerage firms policies and procedures.  Experienced Investment Fraud Lawyers Throughout Miramar Florida and Nationwide. Are you a Miramar Florida investor who has suffered significant losses your stock brokerage and investment accounts?  Did your Miramar Florida stockbroker or investment advisor, misrepresent facts, fail to disclose facts making the statements made false and misleading, recommend unsuitable investments or strategies, excessively trade or churn or otherwise mismanage your investment account? Depending upon the terms of your arbitration agreement you will need to have representation from an experienced, highly-rated and nationally recognized FINRA, AAA or JAMS arbitration securities law attorney—an attorney who knows court, FINRA, AAA or JAMS rules and procedures inside and out and how to handle these court, FINRA, AAA or JAMS arbitration cases and other complex legal issues.  By hiring a top rated attorney like Robert Wayne Pearce with over 40 years of experience practicing securities law on both sides of the table in court and FINRA, AAA and JAMS arbitration proceedings, you will clearly see that Attorney Pearce doesn’t just handle cases—he aggressively represents investors and one of the best lawyers to recover your investment losses for all types of stockbroker misconduct in court and FINRA, AAA and JAMS arbitration proceedings! At The Law Offices of Robert Wayne Pearce, P.A., we represent investors in all kinds of investment fraud, securities law, and investment disputes in court and FINRA, AAA and JAMS arbitration and mediation proceedings. We handle a wide range of practice areassuch asfraud and misrepresentation, breach of fiduciary duty, failure to supervise, and unsuitable recommendations.  Attorney Pearce and his staff represent investors throughout Miramar Florida and across the United States on a CONTINGENCY FEE basis which means you pay nothing – NO FEES-NO COSTS – unless we put money in your pocket after receiving a settlement or FINRA arbitration award. Se habla español Free Initial Consultation With Experienced Investment Fraud Lawyers Serving Miramar Florida Residents The Law Offices of Robert Wayne Pearce, P.A.  are highly experienced attorneys who successfully handle investment fraud, securities law matters, and investment disputes in court and FINRA, AAA and JAMS arbitration proceedings, and who work tirelessly to secure the best possible result for you and your case.  For dedicated representation by an attorney with over 40 years of experience and success in all kinds of securities law and investment disputes in court and FINRA, AAA and JAMS arbitrations serving Miramar Florida citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.

Continue Reading

Dec 8, 2020

Naples Florida Investment Fraud Attorney Who Represents Investors

Did Jack Williams Cause You Investment Losses? Naples Florida resident Jack Williams was recently linked to a $930 million Ponzi scheme. Williams, a real estate developer, was paid 10% of all investments he brought in from the fraudulent company Capitol Investments USA. During his arrangement with Capitol Investments USA, Williams made nearly $12 million off of the fraudulent company. Its CEO, Nevin Shapiro of Miami, Florida, was sentenced to 20 years in prison plus 3 years of supervision after release to pay the restitution of close to $83 million. Shapiro, now in his late 40’s, has admitted that Capitol Investments USA had no revenue-generating operations in the grocery business. Williams is serving three years plus a $250,000 fine due to filing false tax returns. We are top rated lawyers and highly ranked attorneys by our peers in Martindale Hubble and Thomson Reuters SuperLawyers who represent investors in investment fraud cases in court, by the Financial Industry Authority (FINRA), American Arbitration Association (AAA) and JAMS alternative dispute resolution forums serving Naples Florida investors. This state has thousands of stock brokerage firms and investment advisory offices.  With so many stock brokerage firms and investment advisor offices, comes the potential for their stockbrokers, financial advisors, and other representatives to engage in all kinds of stockbroker misconduct which violates Federal and Florida securities laws and FINRA rules and stock brokerage firms policies and procedures.  Experienced Investment Fraud Lawyers Throughout Naples Florida and Nationwide. Are you a Naples Florida investor who has suffered significant losses your stock brokerage and investment accounts?  Did your Naples Florida stockbroker or investment advisor, misrepresent facts, fail to disclose facts making the statements made false and misleading, recommend unsuitable investments or strategies, excessively trade or churn or otherwise mismanage your investment account? Depending upon the terms of your arbitration agreement you will need to have representation from an experienced, highly-rated and nationally recognized FINRA, AAA or JAMS arbitration securities law attorney—an attorney who knows court, FINRA, AAA or JAMS rules and procedures inside and out and how to handle these court, FINRA, AAA or JAMS arbitration cases and other complex legal issues.  By hiring a top rated attorney like Robert Wayne Pearce with over 40 years of experience practicing securities law on both sides of the table in court and FINRA, AAA and JAMS arbitration proceedings, you will clearly see that Attorney Pearce doesn’t just handle cases—he aggressively represents investors and one of the best lawyers to recover your investment losses for all types of stockbroker misconduct in court and FINRA, AAA and JAMS arbitration proceedings! At The Law Offices of Robert Wayne Pearce, P.A., we represent investors in all kinds of investment fraud, securities law, and investment disputes in court and FINRA, AAA and JAMS arbitration and mediation proceedings. We handle a wide range of practice areassuch asfraud and misrepresentation, breach of fiduciary duty, failure to supervise, and unsuitable recommendations.  Attorney Pearce and his staff represent investors throughout Naples Florida and across the United States on a CONTINGENCY FEE basis which means you pay nothing – NO FEES-NO COSTS – unless we put money in your pocket after receiving a settlement or FINRA arbitration award. Se habla español Free Initial Consultation With Experienced Investment Fraud Lawyers Serving Naples Florida Residents The Law Offices of Robert Wayne Pearce, P.A. are highly experienced attorneys who successfully handle investment fraud, securities law matters, and investment disputes in court and FINRA, AAA and JAMS arbitration proceedings, and who work tirelessly to secure the best possible result for you and your case.  For dedicated representation by an attorney with over 40 years of experience and success in all kinds of securities law and investment disputes in court and FINRA, AAA and JAMS arbitrations serving Naples Florida citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. 

Continue Reading