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Apr 9, 2025

Coordinated Capital Investor Alert – Watch Out For Churning and Unsuitable Investments!

Coordinated Capital Securities Inc. is an independent broker-dealer headquartered in Madison, Wisconsin and reportedly has over 100 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

Commonwealth Financial Investor Alert – Watch Out For Churning and Unsuitable Investments!

Commonwealth Financial Network is an independent broker-dealer headquartered in Waltham, Massachusetts and reportedly has over 1500 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

CFD Investments Investor Alert – Watch Out For Churning and Unsuitable Investments!

CFD Investments Inc. is an independent broker-dealer headquartered in Kokomo, Indiana and reportedly has over 200 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

Independent Financial Investor Alert – Watch Out For Churning and Unsuitable Investments!

Independent Financial Group LLC (Independent Financial) is an independent broker-dealer headquartered in San Diego, California and reportedly has over 500 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

IMS Securities Investor Alert – Watch Out For Churning and Unsuitable Investments!

IMS Securities, Inc. / IMS Financial Advisors, Inc. is an independent broker-dealer headquartered in Houston, Texas and reportedly has over 100 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

Hornor Townsend & Kent Investor Alert – Watch Out For Churning and Unsuitable Investments!

Hornor Townsend & Kent, Inc., a subsidiary of the Penn Mutual Life Insurance Company, is an independent broker-dealer headquartered in Horsham, Pennsylvania and reportedly has over 800 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

Harbor Financial Services Investor Alert – Watch Out For Churning and Unsuitable Investments!

Harbor Financial Services, LLC is an independent broker-dealer headquartered in Mobile, Alabama and reportedly has 85 registered representatives across the state operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

Girard Securities Investor Alert – Watch Out For Churning and Unsuitable Investments!

Girard Securities, Inc. is an independent broker-dealer headquartered in San Diego, California and reportedly has over 300 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

GBS Financial Investor Alert – Watch Out For Churning and Unsuitable Investments!

GBS Financial is an independent broker-dealer headquartered in Santa Rosa, California and reportedly has over 75 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

FSC Securities Investor Alert – Watch Out For Churning and Unsuitable Investments!

FSC Securities is a subsidiary of the Advisor Group, which is owned by the AIG Insurance Company. It is an independent broker-dealer headquartered in Atlanta, Georgia and reportedly has over registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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