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Apr 9, 2025

Capital Investment Investor Alert – Watch Out For Churning and Unsuitable Investments!

Capital Investment Co. is an independent broker-dealer headquartered in Raleigh, North Carolina and reportedly has over 200 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

Capital Financial Investor Alert – Watch Out For Churning and Unsuitable Investments!

Capital Financial Group Inc./H. Beck, Inc. (Capital Financial) is an independent broker-dealer headquartered in Betheseda, Maryland and reportedly has over 1000 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

Calton & Associates Investor Alert – Watch Out For Churning and Unsuitable Investments!

Calton & Associates, Inc. (Calton) is an independent broker-dealer headquartered in Tampa, Florida and reportedly has over 200 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

Cadaret Grant Investor Alert – Watch Out For Churning and Unsuitable Investments!

Cadaret Grant & Co. Inc. (Cadaret Grant) is an independent broker-dealer headquartered in Syracuse, New York and reportedly has over 1000 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

Financial Telesis Investor Alert – Watch Out For Churning and Unsuitable Investments!

Financial Telesis, Inc. is an independent broker-dealer headquartered in San Rafael, California and reportedly has over 400 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

Financial Advisors of America Investor Alert – Watch Out For Churning and Unsuitable Investments!

Financial Advisors of America, LLC is an independent broker-dealer headquartered in Carlsbad, California and reportedly has over 150 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

Equity Services Investor Alert – Watch Out For Churning and Unsuitable Investments!

Equity Services, Inc., a subsidiary of the National Life Group, is an independent broker-dealer headquartered in Montpelier, Vermont and reportedly has over 500 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

Cetera Financial Investor Alert – Watch Out For Churning and Unsuitable Investments!

Cetera Financial Institutions, a subsidiary of the Cetera Financial Group, is an independent broker-dealer headquartered in St. Cloud, Minnesota and reportedly has over 1500 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

CUNA Brokerage Investor Alert – Watch Out For Churning and Unsuitable Investments!

CUNA Brokerage Services, Inc. (CUNA Brokerage), a subsidiary of the CUNA Mutual Group, is an independent broker-dealer headquartered in Waverly, Iowa and reportedly has over 500 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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Apr 9, 2025

Crown Capital Investor Alert – Watch Out For Churning and Unsuitable Investments!

Crown Capital Securities LP (Crown Capital) is an independent broker-dealer headquartered in Orange, California and reportedly has over 300 registered representatives across the United States operating in one or two person offices. Its branch offices are largely comprised of small producers earning commissions at higher pay out rates than the major full-service brokerage firms, a recipe for disaster when it comes to protecting investors from churning and unsuitable investments and unsuitable investment strategies!

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