Did Christie Andersen Cause You Investment Losses?
Christie Andersen of Greenacres Florida was charged for being a part of a variable annuity scheme that netted more than $5 million from over 20 investors. Mrs. Anderson worked at Prime Capital Services, Inc. (PCS) as a compliance officer working closely with PCS president Michael Ryan and other executives of the company. The annuity scheme was perpetrated primarily by four PCS representatives who targeted senior citizens. The representatives made false statements and omissions in selling the variable annuities. They all hid their very high commissions. As a compliance officer at PCS, it was Mrs. Anderson’s responsibility to find unsuitable transactions and other misconduct associated with investing. Unfortunately, she allegedly never questioned any of the sales for misconduct and was charged with failure-to-supervise. Mrs. Anderson agreed to a settlement that suspended her from any supervisory positions for 12 months as well as a $10,000 civil penalty fee.
Greenacres Florida has a number of stock brokerage firms and investment advisory offices. With so many stock brokerage firms and investment advisory offices, comes the potential for their stockbrokers, financial advisors, and other representatives to make unsuitable recommendations and misrepresent and/or mislead investors about the risks of owning variable annuities, their features including surrender fees before investing in Variable Annuities and engage in all kinds of stockbroker misconduct which violates Federal and Florida securities laws and Financial Industry Regulatory Authority (FINRA) rules and stock brokerage firms policies and procedures.
Experienced Lawyers With Claims by Investors Who Purchased Variable Annuities In FINRA Arbitrations Throughout Greenacres Florida and Nationwide.
Are you a Greenacres Florida investor who has suffered significant losses in your stock brokerage and investment accounts? Did your Greenacres Florida stockbroker or investment advisor misrepresent or mislead you about a Variable Annuity investment or make an unsuitable recommendation that you invest in a Variable Annuity or otherwise mismanage your investment account? If so, you need representation by an experienced, highly-rated and nationally recognized FINRA securities arbitration lawyer — an attorney who understands these highly complex and risky Variable Annuity investments.
You will also need an experienced lawyer who knows FINRA rules and procedures inside and out and how to handle these FINRA arbitration cases and other complex legal issues. By hiring a top rated and highly successful attorney like Robert Wayne Pearce with over 40 years of experience with variable annuities by practicing securities law on both sides of the table in FINRA arbitration proceedings, you will clearly see that Attorney Pearce doesn’t just handle cases—he aggressively represents investors and is one of the best attorneys to recover your Variable Annuity investment losses and all types of stockbroker misconduct in FINRA arbitration proceedings!
At The Law Offices of Robert Wayne Pearce, P.A., we represent investors in all kinds of Variable Annuities and securities law and investment disputes in FINRA arbitration and mediation proceedings. We handle a wide range of practice areassuch asfraud and misrepresentation, breach of fiduciary duty, failure to supervise, and unsuitable recommendations of Index Annuities. Attorney Pearce and his staff represent investors throughout Greenacres Florida, and across the United States on a CONTINGENCY FEE basis, which means you pay nothing – NO FEES-NO COSTS – unless we put money in your pocket after receiving a settlement or FINRA arbitration award.
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Free Initial Consultation With An Experienced Variable Annuities Investment Attorney Serving Greenacres Florida Residents In FINRA Arbitration Proceedings
The Law Offices of Robert Wayne Pearce, P.A. are highly experienced attorneys who successfully handle Variable Annuities cases and other securities law matters and investment disputes in FINRA arbitration proceedings, and who work tirelessly to secure the best possible result for you and your case. For dedicated representation by a lawyer with over 40 years of experience and success representing investors who were sold Variable Annuities and all kinds of securities and investments serving Greenacres Florida citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.